Garzarelli Investment Newsletter logo
  • Home
  • Meet Elaine
  • Methodology
  • Track Record
  • Current Newsletter
  • Invest with Elaine

Charles Street Sector Analysis Fund, LP

Confidential Accredited Investor Questionnaire

United States Citizens & Residents Only

Our website portal contains information that may only be viewed by "Accredited Investors." Please complete the following Charles Street Sector Analysis Fund, LP (“SAF”) Confidential Accredited Investor Questionnaire so that we can verify that you meet this qualification.

You understand that all information furnished is for the sole use of the Charles Street Sector Analysis Fund, LP and its authorized users, except that this questionnaire may be furnished to such other parties as deemed necessary or desirable, including to establish compliance with Federal or State securities laws.

The following information must be provided by anyone who would like to obtain on-line access to information concerning the Charles Street Sector Analysis Fund, LP. To receive such information, you must complete this questionnaire and submit it electronically as instructed below or fax to: (973) 337-5479 Attn: Questionnaire Processing.

Upon receipt of your questionnaire, a representative of the SAF will review the questionnaire and may contact you to verify the information you have provided and ask any additional questions.

Legal Information:

The information contained herein is not intended to and shall not in any way constitute an invitation to invest in the Charles Street Sector Analysis Fund, LP nor shall it be considered investment advice. The information described herein is not intended to be an offer, solicitation, or recommendation to buy or sell any investment instruments or enter into any other transaction. Publication of and access to the information on the following pages may be restricted by laws and regulations of various jurisdictions (by virtue of the location, residence or citizenship of the investor or for other reasons).

Please complete the Confidential Accredited Investor Questionnaire as thoroughly as possible.

Investor Information
Type of Ownership or Form of Ownership
If not U.S. citizen, birthplace:
Yes:
Contact Information
Address (Principal State of Residence) Mailing Address, if different
Investment Risk Profile
Legal Qualification
*The federal securities laws define the term Accredited Investor in Rule 501 of Regulation D as:
*I attest that I am (please check all that apply):
a natural person whose individual net worth, or joint net worth with the person's spouse, at the time of his purchase exceeds $1,000,000. For this purpose:

(i) one’s primary residence should not be included as an asset;

(ii) indebtedness that is secured by one’s primary residence, up to the estimated fair market value of the primary residence at the time of the sale of securities, should not be included as a liability (except that if the amount of such indebtedness outstanding at the time of the sale of securities exceeds the amount outstanding 60 days before such time, other than as a result of the acquisition of the primary residence, the amount of such excess should be included as a liability);
and

(iii) indebtedness that is secured by the person’s primary residence in excess of the estimated fair market value of the primary residence should be included as a liability;
a natural person with income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year.
a revocable trust which is revocable by its grantors and each of whose grantors is an accredited investor.
an IRA, Keogh, or similar Benefit Plan that covers a natural person who is an accredited investor.
a corporation, partnership, charitable organization, or similar entity that has at least $5 million of assets, in which all the equity owners are accredited investors, not formed for the purpose of acquiring an interest in the Fund offered
a director, executive officer, or general partner of the company selling the securities.
an irrevocable trust – a trust (other than an ERISA plan) that is not revocable by its grantors, has at least $5 million of assets, was not formed for the specific purpose of acquiring an interest in the fund offered, and is directed by a “sophisticated person” as described in Rule 506(b)(2)(ii) of Regulation D promulgated under the Securities Act who has such knowledge and experience in financial and business matters that such person is capable of evaluating the merits and risks of the prospective investment.
a bank as defined in Section 3(a)(2) of the Securities Act, or a savings and loan association or other institution as defined in section 3(a)(5)A) of the Securities Act whether acting in its individual or fiduciary capacity; a broker or dealer registered pursuant to section 15 of the Securities Exchange Act of 1934; an insurance company (as defined in section 2(13) of the Securities Act; an investment company registered under the Investment Company Act of 1940 or a business development company as defined in section 2(a)(48) thereof; a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958; a plan established and maintained by a state, its political subdivisions, for the benefit of its employees, if such plan has total assets in excess of $5,000,000.
an employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974 (ERISA) if the investment decision is made by a plan fiduciary, as defined in section 3(21) of such act, which is either a bank, savings and loan association, insurance company, or registered investment advisor, or if the employee benefit plan has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by persons that are accredited investors.
US$
US$
TERMS AND CONDITIONS OF USE OF CHARLES STREET ADVISORS LLC’S WEBSITE
PLEASE READ THESE TERMS AND CONDITIONS CAREFULLY BEFORE USING THIS SITE.

DOCUMENTS ACCESSED THROUGH THIS SITE DO NOT REPRESENT AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY SHARES OF CHARLES STREET SECTOR ANALYSIS FUND, LP (THE “FUND”) OR ANY OTHER FUND MANAGED BY CHARLES STREET ADVISORS LLC (“CHARLES STREET,” “WE” or “US”). AN OFFERING OF LIMITED PARTNERSHIP INTERESTS IN THE FUND WILL BE MADE ONLY BY MEANS OF A CONFIDENTIAL PRIVATE OFFERING MEMORANDUM (“POM”) AND ONLY TO ACCREDITED INVESTORS IN JURISDICTIONS WHERE PERMITTED BY LAW. PAST PERFORMANCE IS NO GUARANTEE OF FUTURE PERFORMANCE.

An investment in the Fund is speculative and involves a high degree of risk. The Fund will have substantial limitations on investors’ ability to redeem or transfer their limited partnership interests, and no secondary market for the Fund’s limited partnership interests exists or will develop. All of these risks, and other important risks, are described in detail in the Fund’s POM. Prospective investors are strongly urged to review this POM carefully and consult with their own financial, legal and tax advisors, before investing.

Certain information contained herein may have been obtained by Charles Street from third parties. While Charles Street believes such sources are reliable, it has not verified the accuracy of such information and shall not be liable for any errors in such information or for any actions taken in reliance thereon.

Charles Street does not assume any responsibility or liability for information accessed via hyperlinks ("links") to or from third party sites. The existence of such links should not be construed as an endorsement, approval or verification by Charles Street of any content available on linked sites. Charles Street provides these links as an accommodation to you and solely for information purposes. By providing access to other sites, Charles Street is not recommending the purchase or sale of products or services provided by the sponsoring organization of any linked sites. Charles Street does not review, monitor or supervise the content of any linked sites. If you choose to access a linked site, you do so at your own risk.

Some documents may also contain certain forward looking statements and projections. Such statements and projections are subject to a number of assumptions, risks and uncertainties which may cause actual results, performance or achievements to be materially different from future results, performance or achievements expressed or implied by these forward-looking statements and projections. Prospective investors are cautioned not to invest based on these forward-looking statements and projections.

No information or material contained herein may be reproduced, transmitted, displayed or commercially exploited without the prior written consent of Charles Street. All rights are reserved.

Charles Street has furnished and/or will furnish you, directly or indirectly, through this site or otherwise, information concerning Charles Street and the Fund (all such information, “Confidential Information”). The term “Confidential Information” does not include information that is or becomes generally available to the public other than as a result of a disclosure by you.

By viewing or downloading such Confidential Information, you agree that you: (i) shall use the Confidential Information solely for the purpose described above; and (ii) shall not disclose any of such information; provided, however, that you may disclose such information to the extent (a) we have expressly given our prior written consent to such disclosure, and/or (b) required by law or legal process. If you are required to disclose any Confidential Information by law or legal process, you agree to provide us with prompt notice of such request so that we may, at our sole expense, seek an appropriate protective order or other appropriate remedy. Further, notwithstanding the foregoing, you may disclose Confidential Information to your attorneys, accountants and other agents (“Representatives”) on a need-to-know basis, provided that such Representatives agree to keep such information confidential and not use or disclose such information subject to the provisions of clause (a) and (b) above, and you shall be responsible to us for any breach of such agreement by any such Representative. You agree that Charles Street shall not have any liability to you, your Representatives or any other person relating to or resulting from the use of the Confidential Information.

Upon our request, you agree that you shall promptly deliver to us all of the Confidential Information (including, without limitation, all copies (in any form whatsoever), reproductions, summaries, analyses or extracts thereof or based thereon) in your or your Representatives’ possession or control, or destroy the foregoing materials. You shall, at our request, promptly confirm in writing that all of the Confidential Information has been delivered to us or destroyed, as the case may be. Notwithstanding the delivery or destruction of the Confidential Information, you agree that you and your Representatives shall continue to be bound by your obligations of confidentiality and other agreements hereunder.

You acknowledge that monetary damages and other remedies at law may be inadequate to protect Charles Street against a breach of these Terms and Conditions and it is agreed that, in addition to any other applicable relief, Charles Street may be entitled to equitable relief (including injunctive relief and/or specific performance), without being required to post a bond, in the event of any such breach without proof of actual damages, and to reimbursement of any attorney fees that Charles Street incurs in connection with or as a result of any such breach.

DISCLAIMER OF WARRANTY; LIMITATION OF LIABILITY. YOU EXPRESSLY AGREE THAT USE OF THIS SITE IS AT YOUR SOLE RISK. NEITHER CHARLES STREET NOR ANY OF ITS EMPLOYEES, AGENTS, THIRD PARTY CONTENT PROVIDERS OR LICENSORS WARRANT THAT THIS SITE WILL BE UNINTERRUPTED OR ERROR FREE.

This site (excluding linked sites) is controlled by Charles Street from its offices in the State of New York, United States of America. By accessing this site, both you and Charles Street agree that the laws of the State of New York, without regard to the conflicts of law principles thereof, will apply to all matters relating to use of this site. You and Charles Street also agree and hereby submit to the exclusive personal jurisdiction and venue of the New York state and U.S. federal courts sitting in New York County, New York, USA with respect to all such matters. Users accessing this site from jurisdictions outside of New York State do so on their own initiative and are responsible for compliance with all applicable local laws. Charles Street shall not be liable for any damages, including, without limitation, direct, incidental, special, consequential or punitive damages, in connection with or arising from your use or from your inability to use this site.

These Terms and Conditions may be modified only pursuant to a written agreement signed by Charles Street.
Please confirm your agreement with the foregoing by clicking “ACCEPT”.

Home        Meet Elaine        Methodology       Track Record        Sample Newsletter        Current Newsletter        Subscribe        Terms & Conditions
© 2017, All Rights Reserved, Garzarelli Capital, Inc.